The Compliance Angle Regulatory Monthly Update for February 2024 is now available for the latest regulatory updates and news in the UK and from around the globe.
Click to find out more, and see below on what's included in this edition.
United Kingdom
'Sustainability Disclosure and Labelling Regime' update.
Financial Conduct Authority (FCA) makes request for non-financial misconduct data from Lloyd's and London market firms.
FCA feedback on 'good' and 'poor' quality crypto-asset AML/CTF regime registration applications.
FCA provides update on four areas of reducing and preventing financial crime.
FCA to improve pace and transparency around enforcement cases, releases Consultation Paper.
Short-selling regulation changes by UK Government.
FCA releases 'good practice' and 'areas of improvement' data for Consumer Duty implementation.
Wholesale Data Market Study final report by FCA.
Global - European Union and United States
EU strikes deal on the Artificial Intelligence Act (AI Act).
European Parliament and Council of the EU authorises new regulations for instant money transfers.
Council of European Union proposes Directive to amend AIFMD.
Frankfurt to host the EU's Anti-Money Laundering Authority (AMLA)
FATF removes Gibraltar from its AML/CTF Grey List, EU expands Russian Individual and Economic Sanctions.
FinCEN proposes new rule to expand Anti-Money Laundering Requirements for Investment Advisers.
SEC announces fresh round of record-keeping charges against Broke-Dealers and Investment Advisers for WhatsApp communications.
Comentários