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Andrew Arginovski

SM&CR Starter Kit: Senior Manager and Certification Regime Starter Pack for FCA-Authorised Firms.

Here is a Senior Manager and Certification Regime (SM&CR) Starter Kit for all new FCA-authorised firms: Complete a mapping exercise (and...

Andrew Arginovski

Fines and “Finfluencers”: Financial promotions and the FCA’s enforcement and release of new guidance.

The FCA are hot on the heels of financial promotions and ensuring financial services firms stick to the rules. In February 2024, the FCA...

Andrew Arginovski

Regulatory Monthly Update - February 2024

The Compliance Angle Regulatory Monthly Update for February 2024 is now available for the latest regulatory updates and news in the UK...

Andrew Arginovski

Regulatory Monthly Update - January 2024

The Compliance Angle Regulatory Monthly Update for January 2024 is now available for the latest regulatory updates and news in the UK and...

Andrew Arginovski

How a Compliance Plan can help firms attract investment and save money.

The Financial Conduct Authority ("FCA") require all regulated firms to have a Compliance Monitoring Programme in place, which includes...

Andrew Arginovski

New Year, New Bills: Buy Now, Pay Later and Regulation in 2024

It's predicted that 15 million UK customers will use Buy Now, Pay Later (BNPL) to help cover the cost of seasonal spending over the...

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