On 11 October 2025, the FCA and PRA published their long-anticipated policy statements finalising the transfer of the firm-facing requirements of the MiFID Organisational Regulation (MiFID Org Reg)  into their respective rulebooks. This forms part of the wider UK process of “onshoring” and simplifying retained EU law following Brexit. The message from the regulators is clear: no policy or scope changes , just a move to restate the existing requirements in a more accessible, H

When applying for FCA authorisation or registration, one of the most common stumbling blocks firms face is their financial information....

Since its introduction in 2023, the Consumer Duty has set a new benchmark for how firms think about delivering positive outcomes for...

Applying for FCA authorisation under Part 4A FSMA is one of the most significant steps a financial services firm can take. Yet despite...

The integrity of UK markets depends on robust systems and controls that prevent market abuse. Recent supervisory reviews of corporate...

The FCA Conduct Rules have always been more than a tick-box exercise, and yesterday's Upper Tribunal decision in the Jes Staley case is a...