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FCA Accountability in Action: What the Staley Case Means for Your Firm
The FCA Conduct Rules have always been more than a tick-box exercise, and yesterday's Upper Tribunal decision in the Jes Staley case is a...
Andrew Arginovski
Jun 272 min read
FCA Consults on Simplifying its Insurance Rules.
On 14th May 2025, the FCA published its Consultation Paper 25/12: Simplifying the Insurance Rules, outlining plans to simplify its...
Andrew Arginovski
May 164 min read
Why Partnering with a Compliance Consultant is an Absolute Must in 2025
As a member of the C-suite, keeping up with the rapid pace of change in financial services is one of your biggest challenges. Add in the...
Andrew Arginovski
Jan 114 min read
Size Does Matter (sometimes): Consumer Duty and the FCA’s Support for Small to Medium-sized Firms.
The FCA has long been an advocate for firms taking a reasonable and proportionate approach to its requirements. From its recent...
Andrew Arginovski
Sep 20, 20245 min read
SM&CR Starter Kit: Senior Manager and Certification Regime Starter Pack for FCA-Authorised Firms.
Here is a Senior Manager and Certification Regime (SM&CR) Starter Kit for all new FCA-authorised firms: Complete a mapping exercise (and...
Andrew Arginovski
May 16, 20241 min read
Fines and “Finfluencers”: Financial promotions and the FCA’s enforcement and release of new guidance.
The FCA are hot on the heels of financial promotions and ensuring financial services firms stick to the rules. In February 2024, the FCA...
Andrew Arginovski
Apr 18, 20243 min read
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