Applying for FCA authorisation under Part 4A FSMA is one of the most significant steps a financial services firm can take. Yet despite...

The integrity of UK markets depends on robust systems and controls that prevent market abuse. Recent supervisory reviews of corporate...

The FCA Conduct Rules have always been more than a tick-box exercise, and yesterday's Upper Tribunal decision in the Jes Staley case is a...

On 14th May 2025,  the FCA published its Consultation Paper 25/12: Simplifying the Insurance Rules, outlining plans to simplify its...

As a member of the C-suite, keeping up with the rapid pace of change in financial services is one of your biggest challenges. Add in the...

The FCA has long been an advocate for firms taking a reasonable and proportionate approach to its requirements. From its recent...