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Andrew Arginovski
Jan 114 min read
Why Partnering with a Compliance Consultant is an Absolute Must in 2025
As a member of the C-suite, keeping up with the rapid pace of change in financial services is one of your biggest challenges. Add in the...
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Andrew Arginovski
Sep 20, 20245 min read
Size Does Matter (sometimes): Consumer Duty and the FCA’s Support for Small to Medium-sized Firms.
The FCA has long been an advocate for firms taking a reasonable and proportionate approach to its requirements. From its recent...
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Andrew Arginovski
May 16, 20241 min read
SM&CR Starter Kit: Senior Manager and Certification Regime Starter Pack for FCA-Authorised Firms.
Here is a Senior Manager and Certification Regime (SM&CR) Starter Kit for all new FCA-authorised firms: Complete a mapping exercise (and...
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Andrew Arginovski
Apr 18, 20243 min read
Fines and “Finfluencers”: Financial promotions and the FCA’s enforcement and release of new guidance.
The FCA are hot on the heels of financial promotions and ensuring financial services firms stick to the rules. In February 2024, the FCA...
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Andrew Arginovski
Mar 5, 20241 min read
Regulatory Monthly Update - February 2024
The Compliance Angle Regulatory Monthly Update for February 2024 is now available for the latest regulatory updates and news in the UK...
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Andrew Arginovski
Jan 23, 20241 min read
Regulatory Monthly Update - January 2024
The Compliance Angle Regulatory Monthly Update for January 2024 is now available for the latest regulatory updates and news in the UK and...
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