top of page
SIgN UP for Regulatory
News and Tips
Subscribe below to receive regular updates on regulatory news and helpful tips in compliance and risk management.
How a Compliance Plan can help firms attract investment and save money.
The Financial Conduct Authority ("FCA") require all regulated firms to have a Compliance Monitoring Programme in place, which includes...
Andrew Arginovski
Jan 15, 20243 min read
129
New Year, New Bills: Buy Now, Pay Later and Regulation in 2024
It's predicted that 15 million UK customers will use Buy Now, Pay Later (BNPL) to help cover the cost of seasonal spending over the...
Andrew Arginovski
Jan 2, 20243 min read
46
"Service Outages; Product Delays; Lost Customers" - Overseeing Critical Third Parties.
The FCA, PRA and Bank of England issue Joint Proposal into Overseeing Critical Third Parties (News Release on Bank of England website - 7...
Andrew Arginovski
Dec 8, 20232 min read
11
FCA Enters the Group Chat: Compliance Challenges of Using WhatsApp at Work
Back in August, I shared a BBC article on my LinkedIn that mentioned Morgan Stanley being fined £5.41 million pounds after energy traders...
Andrew Arginovski
Nov 26, 20234 min read
289
AI Compliance in Financial Services: Are we on the same page?
AI in the financial services industry has impacted the way firms operate and provide services. From chatbots that assist customers in...
Andrew Arginovski
Nov 19, 20233 min read
35
Crypto Financial Promotions and FCA Registration: Navigating the complex crypto landscape in the UK
The cryptocurrency market has exploded in popularity in recent years, and while this growth has brought innovation, crypto markets are...
Andrew Arginovski
Oct 17, 20232 min read
28
bottom of page