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SM&CR Starter Kit: Senior Manager and Certification Regime Starter Pack for FCA-Authorised Firms.
Here is a Senior Manager and Certification Regime (SM&CR) Starter Kit for all new FCA-authorised firms: Complete a mapping exercise (and...
Andrew Arginovski
May 16, 20241 min read
Fines and “Finfluencers”: Financial promotions and the FCA’s enforcement and release of new guidance.
The FCA are hot on the heels of financial promotions and ensuring financial services firms stick to the rules. In February 2024, the FCA...
Andrew Arginovski
Apr 18, 20243 min read
Regulatory Monthly Update - February 2024
The Compliance Angle Regulatory Monthly Update for February 2024 is now available for the latest regulatory updates and news in the UK...
Andrew Arginovski
Mar 5, 20241 min read
Regulatory Monthly Update - January 2024
The Compliance Angle Regulatory Monthly Update for January 2024 is now available for the latest regulatory updates and news in the UK and...
Andrew Arginovski
Jan 23, 20241 min read
How a Compliance Plan can help firms attract investment and save money.
The Financial Conduct Authority ("FCA") require all regulated firms to have a Compliance Monitoring Programme in place, which includes...
Andrew Arginovski
Jan 15, 20243 min read
New Year, New Bills: Buy Now, Pay Later and Regulation in 2024
It's predicted that 15 million UK customers will use Buy Now, Pay Later (BNPL) to help cover the cost of seasonal spending over the...
Andrew Arginovski
Jan 2, 20243 min read
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