The integrity of UK markets depends on robust systems and controls that prevent market abuse. Recent supervisory reviews of corporate...

The FCA Conduct Rules have always been more than a tick-box exercise, and yesterday's Upper Tribunal decision in the Jes Staley case is a...

On 14th May 2025,  the FCA published its Consultation Paper 25/12: Simplifying the Insurance Rules, outlining plans to simplify its...

As a member of the C-suite, keeping up with the rapid pace of change in financial services is one of your biggest challenges. Add in the...

The FCA has long been an advocate for firms taking a reasonable and proportionate approach to its requirements. From its recent...

Here is a Senior Manager and Certification Regime (SM&CR) Starter Kit for all new FCA-authorised firms: Complete a mapping exercise (and...